The water-food-energy-GHG nexus under climate change has been gaining increasing attention from both the research and policy communities, especially over the past several years. However, most existing nexus studies are qualitative and explorative in nature. So far, very few studies provide integrated analysis of this nexus across all the four sectors. The purpose of this paper is to examine this nexus by assessing the effects of climate change on agricultural production through the change in water availability, evaluating the adjustment responses and resulting energy consumption and GHG emission, with the Northeast China as a case study. Based on our simulation results, by 2030, climate change is projected to increase water supply and demand gap for irrigation in Northeast China. Due to the increase in water scarcity, irrigated areas will decrease, and the cropping pattern will be adjusted by increasing maize sown areas and decreasing rice sown areas. As a result, the total output of crops and profits will clearly be reduced. Finally, energy consumption and GHG emission from irrigation will be reduced. This study suggests that climate change impact assessment fully consider the nexus among water, food, energy and GHG; however, more studies need to be conducted in the future.
Increasing evidence of climate change intensifies our concern about its impacts on agricultural production and water availability. With high confidence, IPCC (2014) concluded that global temperature will continue to increase in the future. Numerous agronomic and economic studies found that agricultural production is vulnerable to climate change; and its vulnerability is highly related to adaptation capacity (Mendelsohn and Dinar, 2009; IPCC, 2014). Besides direct impact on crop productivity, climate change also indirectly influences agricultural production through water availability changes. Recent studies reveal that climate change may enlarge the gap between irrigation demand and supply, therefore jeopardizing irrigated agriculture (Rosenzweig et al., 2004; Wang et al., 2013). Obviously, to understand the impacts of climate change on agricultural production requires integrated analysis that combines climate change impacts on both the agricultural and water sectors. In addition, farmers' adaptive responses in adjusting agricultural production also need to be included into the impact assessment (Wang et al., 2013). However, so far very few such integrated analyses have been conducted for China.
Importantly, the change of water availability and agricultural production will also influence energy consumption and GHG emission. Theoretically, water, food, energy and GHG form a complex web of interlinked components, which is more complicated under the background of climate change. Food production highly depends on irrigation; irrigation water supply consumes energy in pumping, delivering water, or other activities. Finally, energy production results in GHG emission, which indirectly influence agricultural production and irrigation through climate change feedbacks. In 2011, the Water-Energy-Food Security Nexus Conference held in Bonn, Germany, which started using the nexus terminology for the first time and concluded that the issues of water, food and energy security are highly related, and thus must be addressed with a comprehensive insight and a multidisciplinary approach into the nexus (Waughray, 2011). Since then, the water-food-energy-GHG nexus under climate change has become a hot topic.
However, most of those published literatures focused on the two-way relationships, such as Food-Energy Nexus (Wise et al., 2014; Cobuloglu and Büyüktahtakın, 2015), Energy-Water Nexus (Wang et al., 2012; Kao et al., 2015) or Food-Water Nexus (Waughray, 2011; Wang et al., 2013), little research analysed the relationship among water, energy and food as a whole. According to Keairns et al. (2016), as of December 2016, there were only about 40 literatures, whose subject and abstract contain water, energy, food and nexus at the same time. Interestingly, although not only the concept of the water-energy-food nexus and its important role on decision-making under climate change but also the systematic approach to the nexus have been increasingly addressed by many scholars (Bazilian et al., 2011; Martin-Gorriz et al., 2014; Rasul and Sharma, 2015), little study has quantified the water-food-energy nexus for the future. Even in few work with estimation of future water-food-energy nexus (Nelson et al., 2009; Finley and Seiber, 2014), climate change scenarios published by IPCC (Van Vuuren et al., 2011a) are not used.
Therefore, to have a better understanding of the water, food, energy and GHG nexus with forthcoming climate change, we must answer the following questions. How will climate change affect water availability for agricultural production? If water availability changes, then, what types of adjustments in agricultural production will likely to be made by farmers? That is, what changes will be made in irrigated and rain-fed areas? How will cropping patterns be adjusted? Based on these adjustments, how will farmers' profits from agricultural production change? Due to changes in water availability and the adjustments in agricultural production, how will energy consumption and GHG emission be influenced?
As a major grain production region in China, the Northeast depends to a
large extent on irrigation for crop production. The region encompasses four
provinces (Liaoning, Jilin, Heilongjiang and the northeastern part of Inner
Mongolia) and covers two large river basins (Songhuajiang and Liaohe River
Basins, SRB and LRB). In China, 41 % of soybean, 34 % of maize and
40 % of japonica rice are produced in the Northeast (NBSC, 2013). About
30 % of the grain produced in this region depends on irrigation. According
to national and regional plans, to further increase agricultural production
in Northeast China requires further expansion of irrigated areas. However,
the water endowment in this region is limited and it tends to decrease. Per
capita water availability is 1500 m
The overall goal of this study is to illuminate the water-food-energy-GHG nexus under climate change in Northeast China by assessing the effects of climate change on agricultural production through the change in water availability, evaluating the adjustment responses by farmers and resulted changes in energy consumption and GHG emission. We first simulate the impacts of climate change on crop yield through its effects on the water availability without considering farmers' adaptive adjustments. Second, after considering farmers' autonomous adaptations to climate change driven by profit maximization (and risk minimization), we analyse changes in cropping pattern, irrigation intensity, crop yield and output, and profits. Finally, the energy consumption and GHG emission from irrigation are estimated at both the regional and the national levels.
It takes process to estimate the effects of climate change on irrigation water supply and agricultural production, energy consumption and GHG emission. First, we introduce the China Water Simulation Model (CWSM) that is used to simulate the impacts of climate change on water and agricultural production. Second, we describe the steps and methods to estimate the energy consumption and GHG emission due to the changed water and agricultural production. Finally, we clarify the specifications of three simulation scenarios, including a reference scenario and two climate change scenarios.
The model used in this study is the CWSM model developed by the first and second authors, together with their team. The CWSM is a model that integrates climate, hydrology, crop and water allocation optimization to simulate the regional water balance, water allocation and their impacts on agricultural production under socioeconomic, policy, and climate change scenarios (Wang et al., 2013). The model includes two main components: the water balance and the water allocation. When the balance between the water supply and water demand is affected by climate change, water is reallocated among sectors (i.e. agricultural, industrial and domestic water users) and within the agricultural sector. For a detailed description of the CWSM, see Wang et al. (2013). In this paper, an improvement is made for allocation within the agricultural sector.
The major approach used in the water allocation within the agricultural sector in the CWSM is the Positive Mathematical Programming (PMP) model (Wang et al., 2013). The PMP model is a method for calibrating models of agricultural production with resource constraints by using nonlinear production or cost functions, avoiding the corner solution in a linear optimization model. The method is implemented in three stages. First, calibration constraints are added to the primal problem. Second, the shadow values from the first step are used to estimate the parameters of a new cost function. Third, a non-linear objective function is specified, without the calibration constraints such that it can reproduce the base-year activity levels, closely or exactly, thus verifying the calibrated unconstrained optimization model.
Based on the work of Wang et al. (2013), our model has made the following major improvements. First, a production function with a constant elasticity of substitution (CES) is used, considering the substitution between irrigated land and irrigation water, the return-to-scale effect, and the relationship between crop yield and irrigation water. Second, the shadow costs of the inputs are introduced into the cost function, which are calibrated by using the method specified by Graveline and Mérel (2014). More details about parameters specification can be found in Yan (2015). Compared with our previous study (Wang et al., 2013), the CES PMP model used in this paper is more flexible, ensuring realistic responses to price changes, replicating the observed profits and taking into account yield response to irrigation water.
The model is given as follows for the SRB and LRB.
The subscript “r” refers to the SRB and LRB; “c” refers to crop group (i.e. rice, wheat, maize, soybean, sugar crops, edible oil crops, cotton, vegetable and other crops); “ir” refers to irrigated production, and “rf” refers to rainfed production; the subscript “a” refers to the parameter related to land, and the subscript “w” refers to the parameter related to irrigation water; “cc” refers to climate change scenarios (we used the average values from 26 cmip5 GCMs under different representative concentration pathways (RCP), Ma et al., 2015); the reference information is indicated with bars.
The following are the definitions of the variables in the model systems:
In the above program, Eq. (1) is the objective function, which is to
maximize the producer's profit
The Energy consumption of and GHG emission from irrigation activities mainly depend on pumping, conveying and pressurizing water for application to the field (Rothausen and Conway, 2011). Due to data limit, we calculate emission from groundwater pumping for irrigation and then derive the emission from pumping surface water by using a conversion factor. According to the method introduced by Wang et al. (2012), the emission from pumping groundwater for irrigation can be calculated in the following steps.
First, the energy use rate is calculated by using
Second, a conversion factor is used to derive the GHG emission rate from the
energy use rate, which is 0.32021 kg CO
Third, with the agricultural water use simulated by the CWSM model and the share of groundwater use (calculated based on proportion of groundwater-fed irrigated area from Wang et al. (2012) and the change rate of the groundwater supply from the CWSM model) under different scenarios, the groundwater pumped for irrigation can be derived. Then, the resulting energy consumption and GHG emission from groundwater irrigation can be calculated as the product of the energy use rate and GHG emission rate and groundwater use in agriculture.
The above steps are used to calculate the GHG emission from pumping groundwater for irrigation. For the total GHG emission from both surface water and groundwater pumping irrigation, a conversion coefficient of 0.58 is used. In China, the installed pumping capacity for surface water and groundwater are 22 million and 37.7 million kW respectively (Wang et al., 2012); thus, the ratio between emission from pumping surface water and groundwater is 0.58. That is, the total emission from irrigation are 1.58 times the emission from groundwater pumping.
To simulate the impact of climate change in the future, we set a reference scenario without climate change and two alternative climate change scenarios. The base year in our study is 2010, represented by the average level of temperature and precipitation from 1990 to 2019, and the projection year is 2030, represented by the average level from 2020 to 2049. Historical data are mainly calculated from the China Statistical Yearbook published by National Bureau of Statistics of China and China Water Resources Bulletin published by the Ministry of Water Resources and calibrated by using survey data from the CCAP (Chinese Center for Agricultural Policy, Peking University).
There are three main water use sectors in the system, namely, the agricultural, industrial and domestic sectors. Without climate change, their water demands of water are determined by principally socioeconomic development and water use efficiency, with the total supply of water in 2030 remaining unchanged. For more details about the water balance in our model, see Wang et al. (2013).
In the agricultural sector, we assume that the sown area, cropping pattern and yield stay the same as in 2010. The development of agriculture is represented by the increase in irrigated areas. According to information in the National Integrated Water Resources Plan 2010–2030 from the Ministry of Water Resources (MWR) in China, irrigated areas in SRB and LRB will expand by 13 and 17 %, respectively. For the industrial sector, the annual growth rate of GDP in Northeast China will be 4.4 % but with gradually declining growth rates from 5.1 % in 2010–2020 to 3.8 % in 2020–2030 (Sun et al., 2008). Regarding the domestic sector, the key factors are population and the urbanization rate. Population data are from the recent projection by the United Nations, which shows that the average annual population growth rate will be 0.34 % in 2011–2030, ranging from approximately 0.5 % in 2011 to nearly zero in 2030. As projected by IIASA, the urbanization rate in Northeast China will increase by approximately 22 % from 2010 to 2030 (Toth et al., 2008).
To prevent the impact of climate change from being overwhelmed, we assume that the water use efficiency in various sectors (agricultural, industrial and domestic sectors) in 2030 will be equal to that in the base year of 2010. Water use efficiency in the agricultural sector is measured by the share of crop water consumption over the total water withdrawal in the agricultural sector at the basin level. Industrial water use efficiency or the industrial water use quota is measured by water consumption per 10 000 RMB Yuan of GDP in the industrial sector. Water use efficiency in the domestic sector has been divided into rural and urban areas, and it is measured by the per capita daily water use quota in rural and urban areas, respectively.
Representative Concentration Pathways (RCPs) are used in this paper to
provide future changes in climate variables, temperature and precipitation.
Compared with the SRES scenarios (Nakicenovic et al., 2000), RCPs are a
new set of climate scenarios, and they cover a wide range of year-2100
global radiative forcing levels (from 2.6 to 8.5 W m
RCP2.6 represents the lowest emission and radiative forcing. Under this
scenario, the increase in the global mean temperature is limited to
2
To obtain high-resolution changes in temperature and precipitation in the
SRB and LRB, 26 CMIP5 models are used (Ma et al., 2014). Given the
temperature and precipitation under the two RCPs, the future changes in
runoff are then estimated by using the CWSM. As shown in Table 1, both the
average temperature and precipitation in Northeast China under the RCPs in
2030 will be higher than those in 2010. The future average temperature will
increase by up to 2.19
Change in the average annual temperature, precipitation and runoff under alternative climate change scenarios from 2010 to 2030.
Sources: Changes in temperature and precipitation are simulated by Beijing Normal University based on 26 CMIP5 models. Changes in runoff are simulated by the authors based on the CWSM model.
Climate change will directly affect the crop yield and water balance. The direct impacts of climate change on the crop yield are not considered in our study because convincing estimations of the effects on the yield of many crops under the RCPs are not currently available (Ju et al., 2013). Thus, in this paper, we focus on the effects of climate change on crop production through its impacts on the water balance. As discussed above, the SRB and LRB under the two climate scenarios differ in temperature, precipitation and runoff, leading to different impacts on the water supply and water demand in 2030. According to the simulation of the CWSM (Table 2), compared with the reference scenario, the water supply in the SRB will drop by 1.44 to 4.49 % under the RCPs, whereas the water supply in the LRB will drop by as much as 7.88 % (under RCP8.5). Meanwhile, the water demand increases by approximately 1 % mainly because of the increasing irrigation demand of crops. Consequently, climate change will further widen the gap between the water supply and the water demand. In the LRB under the RCP8.5, the water gap rate (share of water shortage in demand) will be almost 7 % higher than the reference scenario in 2030.
Change in the water balance under alternative climate change scenarios compared with the reference scenario in 2030 (%).
Sources: Simulation results based on the CWSM model.
Suppose that farmers facing climate change will not optimize their production, which means that cropping patterns will remain exactly the same and irrigation water will be allocated to each crop according to its share of irrigation demand under the reference scenario. Thus, the percentage change of irrigated area, rainfed area and sown area will be zero and that of irrigation intensity equal the reduction ratio of irrigation supply. Since crops' total output and their yield, as well as total profits and profit per ha, will vary to the same extent, we only show the results of the average crop yield in Table 3 and the total profits in Table 4.
In Northeast China, the average yield of all crops decreases under both two climate change scenarios. In both the SRB and the LRB, rice and wheat suffer the most negative impacts of climate change and vegetables will also experience a considerable yield loss. These crops have a relatively high water sensitivity under irrigation, which means that they will be more affected when the irrigation water supply decreases because of climate change. The total profits at the basin level also decline, but the profits of crops widely vary. Cotton and sugar crops will experience a huge increase in profits, whereas the other seven crops will face losses in the profit. RCP8.5 in the LRB has the most profound impact on agricultural production, especially for rice. All of these changes are highly in line with the fluctuation in the irrigation water supply.
Sources: Simulation results based on the CWSM model
Table 4 Percentage change in total profits under two climate scenarios without optimization in 2030 (compared with the reference scenario, %)
Sources: Simulation results based on the CWSM model
Percent change in yield under two climate scenarios autonomous adaptation in 2030 (compared with the reference scenario, %).
Sources: Simulation results based on the CWSM model.
Considering the adjustments made by farmers, the simulated effects of climate change on agricultural production under two climate change scenarios are presented in Tables 5 and 6, including the cropping pattern, irrigation intensity, average crop yield (of both irrigated and rainfed crops), crop outputs and agricultural profits.
Percentage change in total profits under two climate scenarios without optimization in 2030 (compared with the reference scenario, %).
Sources: Simulation results based on the CWSM model.
Percent changes of key factors in the SRB River Basin under climate in 2030 (%).
Sources: Simulation results based on the CWSM model.
The reallocation of land and water within crops in the PMP model is realized by the adjustments of the cropping pattern and irrigation intensity. Theoretically, when water scarcity in Northeast China becomes more serious, the irrigated area of each river basin and crop, in addition to the irrigation water intensity, will decrease, and the rainfed area will increase. Because RCP8.5 represents the climate change scenario with the highest emission, we will focus on its impacts on agricultural production through water availability in the SRB and LRB below.
The shares of irrigated area to the total sown area in the SRB and LRB are 32.24 and 42.91 %, respectively, under the reference scenario and they fall to 31.86 and 42.59 %, respectively, under RCP8.5. Due to the relatively high sensitivity of the yield response to water and the relatively low gross revenues per hectare, the most striking effects of the decrease in the irrigated area will occur in rice, soybean and sugar crops, by approximately 2.9 % in the SRB and 6.5 % in the LRB. By contrast, maize and vegetables will experience an expansion in the irrigated area, in addition to wheat (by 1.48 and 1.92 % in the SRB and the LRB, respectively).
Percent changes of key factors in the LRB under climate scenarios in 2030 (%).
Sources: Simulation results based on the CWSM model.
The rainfed areas in both river basins will expand, by 0.56 %, with the growth rate crop varying from 0.07 % (vegetable) to 0.97 % (oil crops) in the SRB and 0.11 % (vegetable) to 0.98 % (soybean) in the LRB. Note that there are no rainfed rice in Northeast China under any scenarios due to insufficient rainfall.
Correspondingly, the sown area of each crop will change with the decrease in
the irrigated area and the increase in the rainfed area. The crops that will
expand and contract the most are maize and rice, respectively, in both the
SRB (0.62 and
Under the reference scenario, the irrigation intensity in the SRB and LRB
will be 3522 and 3650 m
Despite the considerable reduction in water availability under RCP8.5, the crop outputs of the SRB and LRB will not change significantly. Thanks to the adjustments in the cropping pattern and irrigation intensity, the resulted output are higher than those without adaptation measures. For example, the reduction of the output of grain crops (rice, wheat and maize) in the LRB declines from 2.35 to 2.16 %. Rice and wheat are the most water-sensitive crops; their output in the LRB drops the most (by approximately 8.5 and 7.2 %, respectively). In Northeast China, wheat production is marginal, but the promotion of rice should be considered carefully given the sharp drop in the water supply as a result of climate change.
Regarding the average crop yield, the only crop whose yield increases is cotton in the LRB, by 0.2 %. A large drop in the wheat production of the LRB will occur (5.65 %). Generally, crop yields does not change as much as those of irrigated area or water intensity in our model. The reason is partly related to the assumption that the production of crop is diminishing marginal return. However, the most important reason is, unlike many studies on the impact of climate change on yield (Wang et al., 2009; Tao and Zhang, 2010), we consider only the indirect effect of climate change through the changing water stress and the effect of the optimization adjustment measures.
Agricultural profits decrease by 3.02 and 4.67 % for the SRB and the LRB, respectively, under RCP8.5; these reductions are smaller than losses without optimization adjustment measures (3.58 and 5.06 %, respectively). This finding shows that farmers' autonomous adaptation measures such as adjusting the cropping pattern and irrigation intensity can effectively protect farmers' profits. Moreover, the profit loss at the basin level is much milder than the reduction in the irrigation water supply, in relative term. It can be understood in three ways. First, irrigated activities are not dominate in agricultural productions, only accounting for approximately 35 % of the total sown area in Northeast China under the reference scenario, and will remain stable under climate change (as discussed above). Second, farmers can lower their irrigation water intensity, spending less on water fees and energy cost to adapt to declining water availability. Third, crop diversification at the basin level plays an important role in stabilizing agricultural profits. Although the total profits of producing a single-crop drops by as much as 21.42 % (rice in the LRB), such climate-related risks could be mitigated by planting a combination of diverse crops (for example, maize, oil crops and vegetables). Thus, confronting changing climatic conditions, farmers are recommended to diversify their crop portfolios (Huang et al., 2014).
The robustness of our model to the most important parameters, the
substitution elasticity
As shown in Table 7, the groundwater level in the SRB and LRB is
approximately 15 m below ground. According to the relationship between the
pump lifts and the groundwater levels defined by Wang et al. (2012), the
estimated pump lift is approximately 35 m in Northeast China. Using Eqs. (6)
and (7), the energy use rate and GHG emission rate are estimated as
0.32 kWh m
Energy use rate and GHG emission rate from irrigation in the SRB and LRB.
Sources: Calculated by the authors based on Wang et al. (2012).
Under the reference scenario in 2030, the energy consumption in the SRB will
be 4.91 million kWh m
Total GHG emission from irrigation in the SRB and LRB in 2030.
To have a general idea at the national level, the results of the other eight
major river basins in China are calculated in the same manner. Under all four
RCP scenarios, the total GHG emission from irrigation in China varies from
42.58 Mt CO
The nexus among water, food, energy and GHG under climate change has become a hot topic in recent years. However, few integrated analysis of their relationships have been done so far. The purpose of this paper is to examine the nexus by assessing the effects of climate change on agricultural production through the change in water, evaluating the adjustment responses and the resulting energy consumption and GHG emission. The study area focuses on Northeast China, which is a major grain production region and highly dependent on irrigation with a limited water endowment.
Based on our simulation results, by 2030, climate change will result in an increase in the water supply and demand gap for irrigation from 1.36 to 4.11 % in the SRB and from 0.76 to 6.79 % in the LRB in Northeast China under two climate scenarios, RCP6.0 and RCP8.5. Due to the increase in water scarcity, under the same climate scenarios, the irrigated areas in these two river basins decrease from 0.36 to 1.17 % and from 0.06 to 0.75 %, respectively. In addition to the change in irrigated areas, the cropping pattern will be adjusted by farmers. The major adjustment in these two river basins is the increase in the maize sown areas and the decrease in the rice sown areas. As a result, the total output of crops will decline. For example, in the SRB, major grain production (wheat, maize and rice) will be reduced by from 1.26 to 1.47 %, while in the LRB, major grain production will be reduced by from 2.16 to 2.35 %. Further analysis also indicates a reduction in agricultural production profits by from 0.95 to 3.02 % in the SRB and from 0.35 to 4.67 % in the LRB. Finally, we find that, under RCP6.0 and RCP8.5, energy consumption and GHG emission will decrease by from 2.36 to 7.41 % in the SRB and from 0.81 to 10.07 % in the LRB.
Our results have policy implications. First, in assessing the impacts of climate change, the nexus among water, food, energy and GHG emission should be fully considered; otherwise, the overall impacts of climate change will be underestimated. In addition, further research at the regional level in China is needed, especially for those regions that are expected to experience more serious water shortage under climate change, such as the Haihe, Huaihe and Yellow RBs.
Second, we found that the adaptation measures adopted by farmers will reduce the risk of climate change for agricultural production, which is a good news for China's food security. To mitigate the negative effects of climate change on agricultural production, implementing irrigation measures (such as extending water-saving technologies), optimizing the cropping pattern (reducing the sown area of water-intensive crops) and improving water productivities (such as planting drought-resilient varieties) are highly recommended.
Finally, energy consumption and GHG emission both decrease due to the reduction in irrigation water caused by climate change. That is, although climate change negatively influences water and agricultural production, it will not lead to a further increase in energy consumption and GHG emission. However, the estimation of energy consumption and GHG emission in this paper is mainly based on the change in the irrigation water supply. There are other factors that may affect future emission, such as the application of water-saving technologies, the limitations of pumping groundwater and the use of renewable energy sources for irrigation. How these factors influence energy consumption and GHG emission is an interesting topic for future research.
The original data set can be accessed:
The authors declare that they have no conflict of interest.
This article is part of the special issue “Innovative water resources management – understanding and balancing interactions between humankind and nature”. It is a result of the 8th International Water Resources Management Conference of ICWRS, Beijing, China, 13–15 June 2018.
We acknowledge financial support from the National Natural Sciences Foundation in China (71161140351). Edited by: Zongxue Xu Reviewed by: two anonymous referees